Compliance Reviews

Complexity in the business operations and ever evolving regulatory space continually challenges an organisation’s risk framework. Organisations need to ensure there are no gaps in their risk framework and that the effectiveness of their operations are intact and agile.

Our compliance review services help companies evaluate the effectiveness and the compliance status of their operations. Our compliance reviews checklist takes a risk-based approach that includes vetting through a company’s existing policies, procedures and risk mitigation processes and systems.

 

OUR SIGAPORE COMPLIANCE REVIEWS CAN HELP YOU IDENTIFY:

• Areas of potential non-compliance with legislation and regulation

 

 • Areas where corporate compliance policies and procedures may not be in accordance with market best practice

• Areas of operational weakness in existing practices

 

 • Areas which are not currently covered or are inadequately dealt with in existing compliance policies and procedures

Client-Focused Compliance Specialists

Contact Argus today to learn how we can help you obtain Licensing for Capital Markets in Singapore.

OTHER RELATED SERVICES

NEEDING COMPLIANCE EXPERTS?

Get in touch with us today and learn more about our professional services

Compliance Management Singapore
Fund Management Company
Fund Set-Up In Singapore
Starting A Hedge Fund In Singapore
Capital Markets Services Licences
Fintech Regulatory Sandbox License
Financial Advisers Licence
Compliance Risk Management
Singapore Compliance Management
Corporate Compliance Singapore
Singapore Compliance Training
Registered Fund Management Company Singapore

Licensed Fund Management Company Singapore
Environmental Compliance

Corporate Governance
Regulatory Inspection
Compliance Outsourcing
Regulatory Approval
Regulatory Compliance
Risk Assessment
Risk Advisory

CONTACT

ARGUS GLOBAL PTE LTD
6 Raffles Quay , #14-07,
Singapore 048580
Near Raffles Place MRT (Exit I)

Monday to Friday (9am to 6pm) Except public holidays

Call
+65 68176861
Email: info@argusglobal.co

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